ROC & MCA Annual Compliance
Every incorporated company and LLP in India has mandatory annual statutory responsibilities under the Companies Act, 2013, regardless of turnover. Defaulting can trigger heavy MCA per-day penalties and director disqualifications. We oversee annual AOC-4 (Financial Statements), MGT-7 (Annual Return), DIR-3 KYC, and ongoing secretarial matters.
Governing Statute: Companies Act, 2013 & MCA (Filing of Forms) Rules ·
Estimated Timeline: Annual cycle: Form 11 (LLP) by May 30; DIR-3 KYC by Sept 30; AOC-4 within 30 days of AGM; MGT-7 within 60 days of AGM
Key Services Included
✓ MCA Form AOC-4 Filing (Audited Balance Sheet & P&L in XBRL / Non-XBRL)
✓ MCA Form MGT-7 / MGT-7A (Annual Return & Shareholder Records)
✓ Director Annual KYC (Form DIR-3 KYC Web & e-Form)
✓ Statutory Auditor Appointment (Form ADT-1) & Auditor Resignation (ADT-3)
✓ DPT-3 (Return of Deposits / Loans from Directors & Third Parties)
✓ Drafting Board Meeting Notices, Resolutions & Statutory Registers
Prerequisites & Documents
- Signed & Audited Financial Statements
- Auditor Report with CARO (where applicable)
- Director Details & Active DSCs
- Shareholding Ledger
Deliverables & Filing Acknowledgements
- MCA Service Request Number (SRN) Challans
- Filed Form PDF Copies
- Secretarial Compliance Dossier
- Director KYC Verification Receipts